Alert:
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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2025
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Jannetta, James | 18 May 2010 | $51,500 | MB | None |
| Jaques, Simon Roy | 9 July 2014 | $100,000 | BC | None |
| Jenkins, Dean | 5 January 2021 | $32,500 | ON | Partial |
| Jenkins, Dean Martin | 24 March 2021 | $57,950 | ON | None |
| Jeremy Dean, D. | 29 January 2020 | $50,000 | ON | None |
| Jones, Alvin Rupert | 10 December 2020 | $23,000 | ON | Partial |
| Jones, Catherine Deborah | 25 December 2015 | $63,000 | BC | None |
| Jones, Chris | 21 January 2011 | $76,400 | ON | None |
| Jones, James Gwilym | 10 August 2012 | $210,000 | AB | None |
| Jones, Michael | 24 March 2011 | $43,000 | ON | None |
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