The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Jenkins, Dean Martin | 24 March 2021 | $57,950 | ON | None |
| Jeremy Dean, D. | 29 January 2020 | $50,000 | ON | None |
| Jones, Alvin Rupert | 10 December 2020 | $23,000 | ON | Partial |
| Jones, Catherine Deborah | 25 December 2015 | $63,000 | BC | None |
| Jones, Chris | 21 January 2011 | $76,400 | ON | None |
| Jones, James Gwilym | 10 August 2012 | $210,000 | AB | None |
| Jones, Michael | 24 March 2011 | $43,000 | ON | None |
| Karas, David | 1 June 2015 | $770,000 | ON | None |
| Kassam, Alykhan | 18 September 2019 | $15,000 | BC | None |
| Kazina, Andrew | 13 November 2024 | $351,000 | MB | None |