Director and Executive Exam

In support of our new Proficiency model, CIRO is pleased to publish the Director and Executive Exam syllabus, practice exam and guide for study. This is one of nine Proficiency exams. These materials are meant as tools for education providers of all kinds who wish to offer preparatory courses for the exam and for those who wish to pursue self-directed study.

For information on who will be required to complete the Director and Executive Exam, please refer to the Bulletin.

Below are materials intended to help candidates, course providers, and firms in preparation for the exam’s implementation.

An illustration of a checklist on paperSyllabus (PDF)

An illustration of a magnifying glassGuide for Studying (PDF)

An illustration of a practice test on a tabletPractice Exam (PDF)

Exam Conduct

Candidates are responsible for reviewing the Exam Candidate Conduct Policy – Fitch Learning Support.

As a reminder, misconduct may result in halting of an exam, revocation of an exam result, conditions imposed for future attempts or enrolments, temporary or permanent prohibition to enrol in future exams, or other actions as considered appropriate by CIRO.

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.