Senior Vice-President, Market Regulation
As Senior Vice-President, Market Regulation, Kevin is responsible for all of CIRO’s market-related functions including Market Policy, Surveillance (including equity, debt, cross-asset, and crypto), Trading Review and Analysis, and Trading Conduct Compliance.
Kevin has worked in capital markets for over three decades, gaining valuable insights through senior roles in operations and compliance at a number of large Investment Dealers. During his time with CIRO, Kevin has represented the organization on IOSCO Committee 2, a committee of international securities regulators that focus on global issues relating to global capital markets and financial market infrastructure relating to secondary market trading.