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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2025
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Hartner, Ula | 31 January 2018 | $45,000 | BC | None |
| Harvey, Michael | 4 January 2012 | $85,000 | BC | None |
| Harvey, Michael Darrell | 12 July 2012 | $70,000 | ON | None |
| Hashimi, Mustafa Sayed | 27 November 2018 | $87,500 | ON | None |
| Hashimi, Zobair | 27 November 2018 | $82,500 | ON | None |
| Hashmi, Yousef | 20 July 2017 | $27,500 | PE | Partial |
| Hayat, Omar | 29 April 2013 | $12,500 | ON | None |
| Headley, Stephan glenroy | 21 February 2006 | $157,500 | ON | None |
| Heakes, William | 20 March 2019 | $22,500 | ON | Partial |
| Henderson, William | 5 May 2015 | $35,000 | ON | None |
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