Investor Advisory Panel Agenda — July 282023

Meeting DateFriday, July 28, 2023
Meeting Time1PM – 5PM EST
LocationVideoconference
Members

Dorothy Sanford (Chair)

Moshe Milevsky (Vice Chair)

Kerry Baisley

Heidi Conrad

James Emmerton

Cristie Ford

François Lavallée

Andrew Nicholson

Enoch Omololu

Invitees

CIRO staff:

Lara Arabian – VP, Corporate Strategy

Matthew Brady – VP, Office of the Investor

Richard Corner – VP and Chief Policy Advisor, Member Regulation

Kevin McCoy – SVP, Market Regulation (acting)

Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation

Alexandra Williams – SVP, Member Regulation, Member Policy & Corporate Strategy

External:

Gary Mottola, FINRA Investor Education Foundation

Ryan Munson, CFA Institute 

 

TIME (EST)AGENDA ITEMSPRESENTERS
1:00 – 2:00 PM1. Gen Z and Investing report

Gary Mottola

Ryan Munson

2:00 – 2:45 PM2. CIRO short selling projectKevin McCoy
2:45 – 3:00 PMBREAK
3:00 – 3:30 PM3. Consolidated Rulebook - Phase 1Richard Corner
3.30 – 4.30 PM4. CIRO Strategic Plan consultation

Lara Arabian

Alexandra Williams

4.30 – 5.00 PM6. Administrative MattersDorothy Sanford

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.