| Meeting Date | Friday, July 28, 2023 |
|---|---|
| Meeting Time | 1PM – 5PM EST |
| Location | Videoconference |
| Members | Dorothy Sanford (Chair) Moshe Milevsky (Vice Chair) Kerry Baisley Heidi Conrad James Emmerton Cristie Ford François Lavallée Andrew Nicholson Enoch Omololu |
| Invitees | CIRO staff: Lara Arabian – VP, Corporate Strategy Matthew Brady – VP, Office of the Investor Richard Corner – VP and Chief Policy Advisor, Member Regulation Kevin McCoy – SVP, Market Regulation (acting) Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation Alexandra Williams – SVP, Member Regulation, Member Policy & Corporate Strategy External: Gary Mottola, FINRA Investor Education Foundation Ryan Munson, CFA Institute |
| TIME (EST) | AGENDA ITEMS | PRESENTERS |
|---|---|---|
| 1:00 – 2:00 PM | 1. Gen Z and Investing report | Gary Mottola Ryan Munson |
| 2:00 – 2:45 PM | 2. CIRO short selling project | Kevin McCoy |
| 2:45 – 3:00 PM | BREAK | |
| 3:00 – 3:30 PM | 3. Consolidated Rulebook - Phase 1 | Richard Corner |
| 3.30 – 4.30 PM | 4. CIRO Strategic Plan consultation | Lara Arabian Alexandra Williams |
| 4.30 – 5.00 PM | 6. Administrative Matters | Dorothy Sanford |