Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Featured Articles
Elder Financial Exploitation
The unfortunate series of events began when Ying, an 85-year-old client, expressed her desire to gift money to Brian, her financial advisor. Brian took advantage of Ying’s vulnerability and generosity and prepared a document titled ‘Considerations for Will’ for Ying to take to a lawyer.
The Investment Account Intrusion
In the investment industry, this kind of scam is called an account intrusion - involving fraudsters and scammers gaining access to investment accounts. With the rise in online and do-it-yourself investing, CIRO has seen a recent uptick in this kind of scam.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.