Investor Advisory Panel Agenda — January 162025

Meeting DateThursday, January 16, 2025
Meeting Time1:00PM to 5:00PM EST
LocationVideoconference
Members

Dorothy Sanford (Chair)

Heidi Conrad (Vice Chair)

Kerry Baisley

James Emmerton

Andrew Nicholson

Enoch Omololu

Paul Archer

Hélène Belleau

Invitees

CIRO Staff:

Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation

Matthew Brady – VP, Office of the Investor

Sarah Asals – Manager, Office of the Investor

Phil Devault, VP, Member Regulation Policy

Alessia Crescenzi, Director, Member Regulation Policy

Susan Copland, Senior Policy Counsel, Member Regulation Policy

Sheel Chaudhuri, Policy Counsel, Member Regulation Policy

External:

Jean-Paul Bureaud, Executive Director, FAIR Canada

 

TIMEAGENDA ITEMSPRESENTERS
1:00 – 2:00 PM1. FAIR Canada’s Research on Do-It-Yourself (“DIY”) InvestorsJean-Paul Bureaud
2:00- 3:15 PM

2. Member Regulation Policy Update:

  1. Rule Consolidation Project Phase 4 Proposed Rules
  2. Non-Tailored Advice in the Order Execution Only Channel
Phil Devault
Alessia Crescenzi
Susan Copland
Sheel Chaudhuri
3:15 - 3:30 PM

BREAK

3:30 -3:45 PM3. Update on IAP ResearchHélène Belleau
Matthew Brady
3:45- 5:00 PM4. General Administrative MattersDorothy Sanford
Karen McGuinness

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.