Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
As Vice-President, Québec and Atlantic Canada, Claudyne Bienvenu directs Canadian Investment Regulatory Organization’s (CIRO’s) Compliance (Financial Operations, Business Conduct and Trading Conduct), Registration, Translation, Enforcement and Surveillance activities in Québec and Atlantic Canada.
Before becoming Vice-President, Québec and Atlantic Canada, Claudyne served as Regional Director, Investment Industry Regulatory Organization of Canada (IIROC), CIRO’s predecessor organization, and its predecessor organization, the Investment Dealers Association of Canada (IDA), which she joined in 2004.
Prior to joining the IDA, Claudyne worked in another regulatory role — as a director in the Office of the President of Commission des valeurs mobilières du Québec, which itself is the predecessor of the Autorité des marchés financiers (Québec). In that role, she was responsible for relations with the Canadian Securities Administrators (CSA).
Claudyne also served as an assessor on Québec’s Human Rights Tribunal and as Québec representative in the Canadian Court Challenges Program.
Claudyne received a Bachelor of Political Science from Laval University and a Bachelor of Laws degree from the University of Montreal in 1992. She has been a member of the Barreau du Québec since 1998.
In this section: