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In this section
In this section:
About CIRO
Executive Leadership Team
Andrew J. Kriegler
Jennifer Armstrong
Claudyne Bienvenu
Ian Campbell
Nigel Carpenter
Richard Korble
Karen McGuinness
Laura McNeil
Victoria Pinnington
Elsa Renzella
Alexandra Williams
Board of Directors
Tim Hodgson (Chair)
Patricia Callon
Kathryn Chisholm
Debra Doucette
Luc Fortin
Robert Frances
Miranda Hubbs
Michelle Khalili
Louis Marcotte
Philip Mayers
Timothy Mills
Jennifer Newman
Laura Tamblyn Watts
Janet Woodruff
Careers
Governance & Bylaws
National Council and Regional Councils
Board Committees
Advisory Committees
National Advisory Committee
Conduct, Compliance and Legal Advisory Section (CCLS)
Proficiency Committee
Financial and Operations Advisory Section (FOAS)
Fixed Income Advisory Committee
Market Rules Advisory Committee (MRAC)
Policy Advisory Committee
Office of the Investor
Investor Advisory Panel
Investor Advisory Panel Agenda
Investor Advisory Panel Agenda - February 10, 2023
Investor Advisory Panel Agenda - March 24, 2023
Investor Advisory Panel Agenda - April 21, 2023
Investor Advisory Panel Agenda - June 1, 2023
Investor Advisory Panel Agenda - July 28, 2023
Investing Basics
Types of Investments and Types of Accounts
Learn about the Risk of Crypto Assets
Avoiding Fraud and Protecting Your Investments
3 Things You Should Never Do With Your Investment Advisor
Why You Should Consider Appointing a Trusted Contact Person
FAQs for Ex-Pat Canadian Investors
Seniors’ Month Investment Tips
External Investment Resources: Other Useful Links
How CIRO Protects Investors
Where We Fit in the Canadian Securities Regulatory Framework
Understanding Registration Categories
The Benefits of Working with a CIRO Member
Investor Alerts
Interim Rules
Policy Initiatives
Investment Dealer and Partially Consolidated Rules
Mutual Fund Dealer Rules
Universal Market Integrity Rules
Interim Rules – Frequently Asked Questions
Mutual Fund Dealers - Québec
Members
Public
Becoming a Dealer Member
Becoming a Dual-Registered Firm
Requesting a Business Change
News Room
News Releases
Publications
Publications FAQ
Halts and Resumptions
Market Volatility
Custodial Agreements (Investment Dealers)
Custodial Agreements (Mutual Fund Dealers)
Our Reports
ePublications
