List of acceptable trade matching utilities for broker-to-broker trade matching

This list is published from time to time and identifies the broker-to-broker trade matching utilities that meet the definition of acceptable trade matching utility in section 4751 of the IDPC Rules. For each non-exchange trade involving CDS eligible securities, executed by an Investment Dealer Member with another Investment Dealer Member, the Investment Dealer Member must at or before 6pm on the day the trade was executed:

  • enter the trade into an acceptable trade matching utility, or
  • accept or reject the trade entered into an acceptable trade matching utility by another Investment Dealer Member.

List of acceptable trade matching utilities for broker-to-broker trade matching - Attachment (PDF)