Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Richard Korble
Regional Vice-President, Western Canada
Richard Korble manages CIRO's operations in Western Canada. In that capacity, he directs Compliance (Financial Operations, Business Conduct and Trading Conduct), Registration, Enforcement and Surveillance activities.
Prior to joining IIROC, CIRO’s predecessor organization, in 2016, Richard was a partner and Chief Compliance Officer for a private equity dealer operating across Western Canada and Ontario. Richard has also spent time with the Alberta Securities Commission and Investment Dealers Association (IDA) in regulatory and consultative activities. His career began in retail banking and brokerage for a major Canadian Bank.
He has a Bachelor of Commerce degree from the University of Calgary and is CFA Charter holder.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.