How CIRO Protects Investors

CIRO is the national self-regulatory organization (SRO) that oversees investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO works to protect investors like you.

CIRO sets and enforces rules for the business and financial conduct of Member firms and their representatives across Canada. These rules protect investors and help build Canadians’ trust in financial regulation.

Read more in our “How CIRO Protects Investors (PDF)” brochure.