Alert:

MFDA and IIROC websites have been retired.

Alert:

A nationwide postal strike or lockout began on November 15, 2024. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Enforcement Proceeding Notices

Results:

12/09/24

24-0364

CIRO Hearing Panel issues decision and reasons in the matter of Lorne Stuart Allison

Decision Notice

Rulebook connection

12/06/24

24-0365

CIRO Sanctions Jason Adam Beales

Decision Notice

Rulebook connection

12/05/24

24-0358

CIRO to Hold a Settlement Hearing for Darren Clayton Carrigan

Rulebook connection

12/04/24

24-0361

CIRO Hearing Panel issues Reasons for Decision in the matter of Robert Russell Weir

Decision Notice

Rulebook connection

12/04/24

24-0362

CIRO to Hold a Settlement Hearing for Sinziana Vornicu

Rulebook connection

12/04/24

24-0360

CIRO Hearing Panel issues Reasons for Decision in the matter of Gordon Keith Nicholson

Decision Notice

Rulebook connection

12/02/24

24-0357

CIRO to Hold a Disciplinary Hearing for Andrew John Lougheed

Rulebook connection

12/02/24

24-0355

CIRO Sanctions Juan Carlos Saavedra

Decision Notice

Rulebook connection

12/02/24

24-0359

CIRO Sanctions John David Lunam

Decision Notice

Rulebook connection

11/28/24

24-0354

Settlement Hearing to Continue for Emilio Nafarrate

Rulebook connection