Alert:

Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.

Enforcement Proceeding Notices

Results:

07/08/25

25-0202

IN THE MATTER OF Randy Bryan Hildebrandt – Adjournment

Rulebook connection

07/08/25

25-0198

CIRO Hearing Panel issues Reasons for Decision in the matter of David Alan Robertson

Decision Notice

Rulebook connection

07/04/25

25-0195

CIRO Sanctions Hongjia Liu

Decision Notice

Rulebook connection

07/03/25

25-0190

CIRO Hearing Panel issues its Reasons for Decision in the matter of Scott Nicolas Zurevinski

Decision Notice

Rulebook connection

07/02/25

25-0193

CIRO Hearing Panel issues Reasons for Decision in the matter of Michael Rolland Smith

Decision Notice

Rulebook connection

07/02/25

25-0189

CIRO Sanctions Echelon Wealth Partners and Stephen Burns

Decision Notice

Rulebook connection

07/02/25

25-0191

CIRO to Hold a Settlement Hearing for Jeremy Earl Clark

Rulebook connection

06/27/25

25-0186

IN THE MATTER OF Ronald Aleri Scott – Adjournment

Rulebook connection

06/24/25

25-0183

CIRO Hearing Panel finds Andrew John Lougheed Liable and Schedules a Sanctions Hearing

06/24/25

25-0182

CIRO Hearing Panel issues Reasons for Decision in the matter of TradeZero Canada Securities ULC

Decision Notice

Rulebook connection

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.