Investor Advisory Panel Agenda - May 12, 2025 | Canadian Investment Regulatory Organization

Meeting Date	Monday May 12, 2025
Meeting Time	8:30AM to 2:30PM EST
Location	CIRO Offices, 40 Temperance Street, 26th Floor, Canada Room
Members	Dorothy Sanford (Chair) Heidi Conrad (Vice Chair) Kerry Baisley James Emmerton Andrew Nicholson Enoch Omololu Paul Archer Hélène Belleau
Invitees	CIRO Staff: Karen McGuinness, SVP, Finance, Investor and Member Relations Alexandra Williams, SVP, Strategy, Innovation, & Stakeholder Protection Matthew Brady, VP, Office of the Investor Sarah Asals, Manager, Office of the Investor Phil Devault, VP, Member Regulation Policy Alessia Crescenzi, Director, Business Conduct Policy, Member Regulation Policy Aamir Mirza, Senior Policy Counsel, Member Regulation Policy Richard Corner, VP and Chief Policy Advisor, Member Regulation Suzanne Lasrado, VP Member Services and Innovation External Participants: Sarah Bradley, CEO and Ombudsman, Ombudsman for Banking Services and Investments Mark Wright, Director of Communications and Stakeholder Relations, Ombudsman for Banking Services and Investments Colin Whelan, VP, Innovative Research Group Inc.

TIME (EST)	AGENDA ITEMS	PRESENTERS
8:30 – 9:00AM	BREAKFAST
9:00-10:00AM	1. OBSI Complaint Trends, Updates and Discussion on Current Initiatives	Mark Wright Sarah Bradley
10:00-10:45AM	2. Account Transfers	Richard Corner Suzanne Lasrado
10:45-11:00AM	BREAK
11:00- 11:30AM	3. DIY Research Report	Matt Brady Sarah Asals Colin Whelan
11:30-12:00PM	4. Update on Order-Execution- Only Consultation	Alessia Crescenzi Phil Devault Aamir Mirza
12:00- 12:30PM	LUNCH
12:30-1:30PM	5. Women & Investing Research	Hélène Belleau Matt Brady Sarah Asals Colin Whelan
1:30-2:15PM	6. IAP Discussion on CIRO Complaint Rule Proposals	Dorothy Sanford Members of the IAP
2:15-2:30PM	7. General Administrative Matters	Dorothy Sanford Members of the IAP

Investor Advisory Panel Agenda — May 12, 2025