Investor Advisory Panel Agenda — February 102023

Meeting DateFriday, February 10, 2023
Meeting Time1PM – 5PM EST
LocationVideoconference
Members

Dorothy Sanford (Chair)

Moshe Milevsky (Vice Chair)

Kerry Baisley

Heidi Conrad

James Emmerton

Cristie Ford

François Lavallée

Andrew Nicholson

Enoch Omololu

Invitees

New SRO staff:

Andrew Kriegler – President & CEO

Karen McGuinness – SVP Member Regulation (MFD), Membership Intake & Innovation

Claudyne Bienvenu – VP, Quebec and Atlantic Canada

Suzanne Lasrado – Director, Member Regulation and Strategy

Kevin McCoy – SVP, Market Regulation Operations (Acting)

Richard Corner – VP Member Regulation Policy and Chief Policy Advisor

Elsa Renzella – SVP Enforcement & Registration

 

TIMEAGENDA ITEMSPRESENTERS
1:00PM – 5:00PM EST1. Introduction and OrientationNew SRO Staff

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.