The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of September 30, 2023
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Addison, Blair | 5 June 2019 | $25,000 | ON | None |
| Adeola, Tolu | 28 January 2015 | $260,000 | ON | None |
| Agarwal, Satya | 29 September 2015 | $40,000 | ON | None |
| Ahn, Harold Hee | 24 May 2011 | $1,057,000 | ON | None |
| Ahrens, Robert Justin | 29 September 2014 | $20,000 | BC | None |
| Aksomitis, Carla-Marie | 24 May 2016 | $74,500 | NS | None |
| Andersen, Robin | 28 February 2006 | $200,000 | AB | None |
| Arcuri, Calogero | 24 January 2011 | $25,000 | ON | Partial |
| Are, Ayokunnu | 16 October 2015 | $745,000 | ON | None |
| Armani, A Gabriel | 3 August 2017 | $82,500 | ON | None |