CIRO oversees investment and mutual fund Dealers and their representatives across Canada. Each Dealer has been categorized into one of the eleven peer groups as presented in the List of CIRO Dealers by Peer Group (PDF).
CIRO may impose terms and conditions on Dealers, pertaining to either membership or compliance related matters. For information on Dealers subject to CIRO terms and conditions, please click on the following:
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Terms and conditions may also be imposed on a Dealer’s registration by securities regulatory authorities in Canada. To check if there are any other terms and conditions imposed on a Dealer, please consult the National Registration Search database provided by the Canadian Securities Administrators at CSA National Registration Search.
Results:
3i Financial Investment Services Inc.
A.G.P. Canada Investments ULC
5063 North Service Road
Suite 100, Office 74
Burlington, ON L4L 5H6
ACC Global Financial Inc.
165 East Beaver Creek Road, Unit 30
Richmond Hill, ON L4B 2N2
Acker Finley Inc.
Acumen Capital Finance Partners Limited
Addington Financial Corporation
10175 Keele Street, Unit 7
Maple, ON L6A 3Y9
AFN Limited Partnership
999 West Hastings St
Vancouver BC V6C 2W2