Alert:
A nationwide postal strike or lockout may occur as early as November 3, 2004. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Investing your hard-earned money is a significant financial step. Whether you are new to investing or a seasoned pro, it’s crucial to understand and defend your rights as an investor. If you are investing through a firm regulated by CIRO there are a range of protections and rights to ensure you can invest with confidence. In this article, we will look at the key rights you should be aware of as an investor.
As part of the rules set and enforced by CIRO (Canadian Investment Regulatory Organization) to protect investors, you have the right as an investor to:
Be treated fairly, honestly and in good faith.
Key Rights as An Investor
Receive advice that is suitable for you and puts your interests first if you are working with an advisor.
Receive accurate information including details about your fees, costs and investment performance.
Be informed if your investment advisor has a conflict of interest.
Make a complaint.
Knowing your rights as an investor is important to protecting your financial future. These rights are designed to protect you from unfair practices, ensure market integrity, and allow you to make informed investment choices. If you ever feel that your rights are being abused, don’t hesitate to reach out to the appropriate regulatory authority like CIRO or your provincial securities commission for assistance. By defending your rights, you can invest with confidence and peace of mind in Canada’s financial markets.