The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Lee, Cheng Han | 14 November 2012 | $60,000 | BC | None |
| Lee, Chris | 6 June 2019 | $1,476,500 | ON | Partial |
| Lee, Gabriel Ka Leung | 9 March 2013 | $80,000 | AB | None |
| Lee, Hyun Chul | 21 July 2016 | $160,000 | BC | None |
| Legare, Marlene | 10 June 2011 | $85,000 | BC | None |
| Lehri, Zahir Hussain | 22 October 2024 | $210,523 | ON | None |
| Leigh, Michael Scott | 26 January 2010 | $106,000 | ON | None |
| Lemay, Jean Francois | 14 May 2013 | $60,000 | QC | None |
| Lemay, Roland | 2 February 2017 | $7,500 | BC | Partial |
| Levesque, Christine | 19 July 2022 | $320,000 | ON | None |