Welcome to the Canadian Investment Regulatory Organization

We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.

Our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. 
Our vision is to be an agile and trusted regulator—helping the industry deliver the right financial outcomes for investors.

Learn more about CIRO’s priorities for the 2025 Fiscal Year by reading our Annual Priorities bulletin and learn more about our three-year Strategic Objectives in our Strategic Plan.

Highlights

Rule Consolidation Project – Phase 3

CIRO is publishing for comment Phase 3 of its Rule Consolidation Project rule proposals. The Rule Consolidation Project will bring together the two member regulation rule sets currently applicable to investment dealers and to mutual fund dealers into one set of member regulation rules applicable to both categories of CIRO Dealer Members.

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CIRO’s Inaugural Investor Survey Highlights Canadian Investors’ Financial Concerns and Sources of Advice

CIRO issued its first Investor Survey, aimed at gathering crucial insights into the current financial concerns and trends affecting Canadian investors.

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