Alert:
Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Welcome to the Canadian Investment Regulatory Organization
FEATURED
DIY Investing: New investors and the role of social media
CIRO is pleased to launch a new report, diving beneath the surface of DIY Investing. How do people get started with DIY and why? Where do they find investing information and do research?
We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.
Our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures.
Our vision is to be an agile and trusted regulator—helping the industry deliver the right financial outcomes for investors.
Learn about CIRO’s public interest mandate by watching our mandate video on the About Us page.
Check out CIRO’s Annual Priorities and Three-Year Strategic Plan.
Learn more about what's in the works by consulting our Policy Initiatives Update Report. For industry stakeholders, it provides a high-level, quarterly glimpse of the policy proposals ahead.
Highlights
CIRO Releases 2024 – 2025 Enforcement Report
CIRO released its 2024-2025 Enforcement Report. The report underscores CIRO’s continued commitment to investor protection, improving industry standards, and strengthening market integrity through fair, timely and effective enforcement actions.
CIRO Welcomes Helena Gottschling as new Board Director
The Canadian Investment Regulatory Organization (CIRO) is pleased to announce that Helena Gottschling has been appointed to CIRO’s Board of Directors as an Independent Director, effective July 2, 2025.
AMF announces the implementation of CIRO’s expanded registration functions
Effective July 1, 2025, the Autorité des marchés financiers (AMF) will delegate additional registration functions, including the registration of investment dealers, mutual fund dealers, derivatives dealers and persons acting on their behalf, to the Canadian Investment Regulatory Organization (CIRO) (delegation of power).
Recent Publications and News Releases
Quick Links
Corporate and Government Debt Trade Information
Providing greater transparency on Canadian Corporate and Government debt trading activity.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.