Investor Alert:
Be aware of fraudsters impersonating CIRO, claiming to help investors get their money back
Welcome to the Canadian Investment Regulatory Organization
We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.
Our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures.
Our vision is to be an agile and trusted regulator—helping the industry deliver the right financial outcomes for investors.
Learn more about CIRO’s priorities for the 2025 Fiscal Year by reading our Annual Priorities bulletin and learn more about our three-year Strategic Objectives in our Strategic Plan.
Highlights
What CIRO does with Market Conduct Complaints
Have you ever wondered what happens when there is a complaint about potential misconduct in the capital markets?
CIRO Releases 2023 – 2024 Enforcement Report
CIRO released its 2023-2024 Enforcement Report. The report underscores CIRO’s continued commitment to investor protection, improving industry standards, and strengthening market integrity through fair, timely and effective enforcement actions.