Investor Alert:
CIRO is warning investors about a fraud scheme where fraudsters, linked to a company called TopFirstGroup, falsely claim that IIROC and CIRO require investors to make border fee payments to release funds held at a financial institution under CIRO’s name.
We are the pan-Canadian self-regulatory organization that oversees all investment dealers, mutual fund dealers, and trading activity on Canada’s debt and equity marketplaces.
Our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures.
Our vision is to be an agile and trusted regulator—helping the industry deliver the right financial outcomes for investors.
Learn about CIRO’s public interest mandate by watching our mandate video on the About Us page.
Check out CIRO’s Annual Priorities and Three-Year Strategic Plan.
Comments Due By: February 26, 2025
Have you ever wondered what happens when there is a complaint about misconduct at an investment or mutual fund dealer?
Comments Due By: April 10, 2025
Providing greater transparency on Canadian Corporate and Government debt trading activity.
