The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Hoshizaki, Vance Virgil | 13 December 2017 | $520,000 | ON | None |
| Hothi, Rajvir | 9 September 2020 | $96,500 | AB | Partial |
| Hounsome, Kathleen | 7 May 2015 | $2,500 | BC | Partial |
| Howell, Shaun Wayne | 2 December 2016 | $510,000 | AB | None |
| Hsueh, Bill | 26 April 2012 | $2,500 | ON | None |
| Huang, Henry | 10 August 2016 | $32,500 | ON | None |
| Huang, Lisa | 21 October 2016 | $57,500 | ON | None |
| Huang, Xiaodan | 30 October 2013 | $25,000 | ON | None |
| Hunt, Barry | 6 May 2014 | $55,000 | ON | None |
| Husain, Mohammed | 15 March 2016 | $7,500 | BC | None |