Alberta Regional Council Members

NameFirm
John Breen (Chair)Leede Jone Gable Inc.
Jocelyn Beckett (Vice‐Chair)Raymond James Ltd.
Govind AchyuthanAcumen Capital Finance Partners Ltd.
Bruce AmbroseScotia Capital Inc.
Amanda BatemanEdward Jones
Richard BergeronHUB Capital Inc.
Patrice CayerNational Bank Financial Inc.
Darren GrossPeters & Co. Limited
Jennifer IsonTudor, Pickering, Holt& Co Securities
Jason JardineWealthsimple Investments Inc.
Laura KrancevicBMO Nesbitt Burns Inc.
Rory Mc CarthyMorgan Stanley Wealth Mgmt. Canada
Rob NakoneshnyInvestors Group Financial Services Inc.
Antonia NeilManulife Securities Inc.
Maria (Linda) NicastroRBC Dominion Securities Inc.
Kenneth ParkerBelay Wealth Inc.
Birju ShahCanadian Western Financial Ltd.
Stacey SommervilleAssante Financial Management

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website