Alberta Regional Council Members
| Name | Firm |
|---|---|
| John Breen (Chair) | Leede Jone Gable Inc. |
| Jocelyn Beckett (Vice‐Chair) | Raymond James Ltd. |
| Govind Achyuthan | Acumen Capital Finance Partners Ltd. |
| Bruce Ambrose | Scotia Capital Inc. |
| Amanda Bateman | Edward Jones |
| Richard Bergeron | HUB Capital Inc. |
| Patrice Cayer | National Bank Financial Inc. |
| Darren Gross | Peters & Co. Limited |
| Jennifer Ison | Tudor, Pickering, Holt& Co Securities |
| Jason Jardine | Wealthsimple Investments Inc. |
| Laura Krancevic | BMO Nesbitt Burns Inc. |
| Rory Mc Carthy | Morgan Stanley Wealth Mgmt. Canada |
| Rob Nakoneshny | Investors Group Financial Services Inc. |
| Antonia Neil | Manulife Securities Inc. |
| Maria (Linda) Nicastro | RBC Dominion Securities Inc. |
| Kenneth Parker | Belay Wealth Inc. |
| Birju Shah | Canadian Western Financial Ltd. |
| Stacey Sommerville | Assante Financial Management |
| Sean Tyson | CIBC World Markets Inc. |
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.