Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Enhanced Cost Reporting – Proposed Rule Amendments Date Opened October 10, 2024 Status Open Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses Date Opened July 18, 2024 Status Open Proposed Proficiency Model - Approved Persons Under the Investment Dealer and Partially Consolidated Rules Date Opened July 4, 2024 Status Closed Date Closed September 17, 2024 Proposed Integrated Fee Model Date Opened April 25, 2024 Status Closed Date Closed June 24, 2024 Rule Consolidation Project – Phase 3 Date Opened April 18, 2024 Status Closed Date Closed July 17, 2024 Proposed rule amendments — Fully paid securities lending and financing arrangements Date Opened February 15, 2024 Status Closed Date Closed April 15, 2024 Policy options for leveling the advisor compensation playing field Date Opened January 25, 2024 Status Closed Date Closed March 25, 2024 Rule Consolidation Project – Phase 2 Date Opened January 11, 2024 Status Closed Date Closed March 11, 2024 Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale Date Opened January 11, 2024 Status Closed Date Closed April 12, 2024 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Date Opened October 19, 2023 Status Closed Date Closed December 4, 2023 Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Next page › Last page Last »
Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses Date Opened July 18, 2024 Status Open
Proposed Proficiency Model - Approved Persons Under the Investment Dealer and Partially Consolidated Rules Date Opened July 4, 2024 Status Closed Date Closed September 17, 2024
Rule Consolidation Project – Phase 3 Date Opened April 18, 2024 Status Closed Date Closed July 17, 2024
Proposed rule amendments — Fully paid securities lending and financing arrangements Date Opened February 15, 2024 Status Closed Date Closed April 15, 2024
Policy options for leveling the advisor compensation playing field Date Opened January 25, 2024 Status Closed Date Closed March 25, 2024
Rule Consolidation Project – Phase 2 Date Opened January 11, 2024 Status Closed Date Closed March 11, 2024
Proposed Amendments Respecting the Reasonable Expectation to Settle a Short Sale Date Opened January 11, 2024 Status Closed Date Closed April 12, 2024
Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Date Opened October 19, 2023 Status Closed Date Closed December 4, 2023
