Sort by A -> ZZ -> AOld -> NewNew -> Old Filter Consultations - Any - Open Closed Filter by Consultation Name Sort by A -> ZZ -> AOld -> NewNew -> Old Results: Proposed Amendments Respecting Mandatory Close-Out Requirements Date Opened January 9, 2025 Status Open Rule amendments — Request for comments — Proposal to harmonize CIRO Continuing Education (CE) Programs Date Opened December 19, 2024 Status Open Non-tailored Advice in the Order Execution Only Channel Date Opened December 13, 2024 Status Open Proposed Amendments Respecting Trading Increments Date Opened December 12, 2024 Status Open Proposal to Modernize the CIRO Arbitration Program Date Opened October 31, 2024 Status Open Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) Date Opened October 21, 2024 Status Open Rule Consolidation Project – Phase 4 Date Opened October 17, 2024 Status Open Enhanced Cost Reporting – Proposed Rule Amendments Date Opened October 10, 2024 Status Closed Date Closed January 8, 2025 Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses Date Opened July 18, 2024 Status Closed Date Closed October 18, 2024 Proposed Proficiency Model - Approved Persons Under the Investment Dealer and Partially Consolidated Rules Date Opened July 4, 2024 Status Closed Date Closed September 17, 2024 Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Next page › Last page Last »
Proposed Amendments Respecting Mandatory Close-Out Requirements Date Opened January 9, 2025 Status Open
Rule amendments — Request for comments — Proposal to harmonize CIRO Continuing Education (CE) Programs Date Opened December 19, 2024 Status Open
Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) Date Opened October 21, 2024 Status Open
Enhanced Cost Reporting – Proposed Rule Amendments Date Opened October 10, 2024 Status Closed Date Closed January 8, 2025
Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses Date Opened July 18, 2024 Status Closed Date Closed October 18, 2024
Proposed Proficiency Model - Approved Persons Under the Investment Dealer and Partially Consolidated Rules Date Opened July 4, 2024 Status Closed Date Closed September 17, 2024
