Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Looking up an Investment Advisor or Firm
To check if a firm is regulated by CIRO, you can search this directory.
You can also check whether an investment advisor is registered with a CIRO-regulated investment dealer by searching the AdvisorReport.
You can also Search Disciplinary Cases for disciplinary information on current or former IIROC-regulated firms and individuals.
CIRO’s Unpaid Fines Report identifies regulated individuals who have not paid the full amount of a fine, disgorgement, and/or costs order imposed as a result of enforcement proceedings before a CIRO hearing panel.
Other regulatory organizations have their own online services that let you search for registration status and disciplinary records.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.