Alert:
Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Alert:
Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Investor Alert
The Canadian Investment Regulatory Organization (CIRO) is warning Canadian investors not to be misled by Morgan PRE Limited (preforex[.]com).
As Senior Vice-President, Member Compliance and Registration, Elsa oversees the Registration function, which acts as the gatekeeper for individuals and firms seeking approval and registration with CIRO by ensuring that they satisfy certain suitability requirements including minimum proficiency and integrity standards. Elsa also leads CIRO’s Business Conduct and Financial and Operations Compliance teams, which conduct risk-based examinations of our Dealer Members to assess compliance with the relevant CIRO rules and securities legislation.
In 2002, Elsa joined the Investment Dealers Association, an earlier predecessor organization of CIRO, as Enforcement Counsel and later assumed various management roles including Vice-President, Enforcement and SVP, Enforcement & Registration.
Elsa began her career in private practice with a criminal defense law firm before moving to securities regulation. She holds a Bachelor of Business Administration degree from York University and a Bachelor of Laws degree from Osgoode Hall Law School.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.
In this section: