Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Meeting Date | Friday, March 24, 2023 |
---|---|
Meeting Time | 1PM – 5PM EST |
Location | Videoconference |
Members |
Dorothy Sanford (Chair) Moshe Milevsky (Vice Chair) Kerry Baisley Heidi Conrad James Emmerton Cristie Ford François Lavallée Andrew Nicholson Enoch Omololu |
Invitees |
CIRO staff: Jennifer Armstrong – General Counsel & Corporate Secretary Richard Corner – Vice-President and Chief Policy Advisor, Member Regulation Sean Hamilton – Director, Public Affairs & Member Education Suzanne Lasrado – Vice-President, Member Services & Innovation (acting) Karen McGuinness – SVP Member Regulation (MFD), Membership Intake & Innovation Tatsiana Okun – Associate General Counsel, Litigation Elsa Renzella – SVP Enforcement & Registration Andrew Werbowski – Director, Enforcement Litigation External: Jean-Paul Bureaud, Executive Director, President and CEO, FAIR Canada Erin O’Connor, Managing Director & EVP, HiFi |
TIME (EST) | AGENDA ITEMS | PRESENTERS |
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1:00 – 1:45 PM | 1. CIRO Branding update |
Sean Hamilton Erin O’Connor |
1:45 – 2:15 PM | 2. Disgorgement proposal |
Tatsiana Okun Elsa Renzella Andrew Werbowski |
2:15 – 2:45 PM | 3. Approach for the development and implementation of consolidated CIRO Dealer Rules | Richard Corner |
2:45 – 3:00 PM | BREAK | |
3:00 – 4:00 PM | 4. FAIR Canada Investor Survey | Jean-Paul Bureaud |
4:00 – 5:00 PM | 5. Administrative matters | Dorothy Sanford |
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.
In this section: