| Meeting Date | Friday, March 24, 2023 |
|---|---|
| Meeting Time | 1PM – 5PM EST |
| Location | Videoconference |
| Members |
Dorothy Sanford (Chair) Moshe Milevsky (Vice Chair) Kerry Baisley Heidi Conrad James Emmerton Cristie Ford François Lavallée Andrew Nicholson Enoch Omololu |
| Invitees |
CIRO staff: Jennifer Armstrong – General Counsel & Corporate Secretary Richard Corner – Vice-President and Chief Policy Advisor, Member Regulation Sean Hamilton – Director, Public Affairs & Member Education Suzanne Lasrado – Vice-President, Member Services & Innovation (acting) Karen McGuinness – SVP Member Regulation (MFD), Membership Intake & Innovation Tatsiana Okun – Associate General Counsel, Litigation Elsa Renzella – SVP Enforcement & Registration Andrew Werbowski – Director, Enforcement Litigation External: Jean-Paul Bureaud, Executive Director, President and CEO, FAIR Canada Erin O’Connor, Managing Director & EVP, HiFi |
| TIME (EST) | AGENDA ITEMS | PRESENTERS |
|---|---|---|
| 1:00 – 1:45 PM | 1. CIRO Branding update |
Sean Hamilton Erin O’Connor |
| 1:45 – 2:15 PM | 2. Disgorgement proposal |
Tatsiana Okun Elsa Renzella Andrew Werbowski |
| 2:15 – 2:45 PM | 3. Approach for the development and implementation of consolidated CIRO Dealer Rules | Richard Corner |
| 2:45 – 3:00 PM | BREAK | |
| 3:00 – 4:00 PM | 4. FAIR Canada Investor Survey | Jean-Paul Bureaud |
| 4:00 – 5:00 PM | 5. Administrative matters | Dorothy Sanford |