Investor Advisory Panel Agenda — March 24, 2023

Meeting Date Friday, March 24, 2023
Meeting Time 1PM – 5PM EST
Location Videoconference
Members

Dorothy Sanford (Chair)

Moshe Milevsky (Vice Chair)

Kerry Baisley

Heidi Conrad

James Emmerton

Cristie Ford

François Lavallée

Andrew Nicholson

Enoch Omololu
Invitees

CIRO staff:

Jennifer Armstrong – General Counsel & Corporate Secretary

Richard Corner – Vice-President and Chief Policy Advisor, Member Regulation

Sean Hamilton – Director, Public Affairs & Member Education

Suzanne Lasrado – Vice-President, Member Services & Innovation (acting)

Karen McGuinness – SVP Member Regulation (MFD), Membership Intake & Innovation

Tatsiana Okun – Associate General Counsel, Litigation

Elsa Renzella – SVP Enforcement & Registration

Andrew Werbowski – Director, Enforcement Litigation

External:

Jean-Paul Bureaud, Executive Director, President and CEO, FAIR Canada

Erin O’Connor, Managing Director & EVP, HiFi

 

TIME (EST) AGENDA ITEMS PRESENTERS
1:00 – 1:45 PM 1. CIRO Branding update

Sean Hamilton

Erin O’Connor
1:45 – 2:15 PM 2. Disgorgement proposal

Tatsiana Okun

Elsa Renzella

Andrew Werbowski
2:15 – 2:45 PM 3. Approach for the development and implementation of consolidated CIRO Dealer Rules Richard Corner
2:45 – 3:00 PM BREAK
3:00 – 4:00 PM 4. FAIR Canada Investor Survey Jean-Paul Bureaud
4:00 – 5:00 PM 5. Administrative matters Dorothy Sanford

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:

  • Enforcement
  • Hearings
  • Consultations
  • A unified member directory (Dealers We Regulate)
  • Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website