| Meeting Date | Tuesday January 30, 2024 |
|---|---|
| Meeting Time | 1 PM – 5 PM EST |
| Location | Videoconference |
| Members | Dorothy Sanford (Chair) Heidi Conrad (Vice Chair) Kerry Baisley James Emmerton Cristie Ford Andrew Nicholson Enoch Omololu |
| Invitees | CIRO staff: Matthew Brady – VP, Office of the Investor Sarah Asals – Manager, Office of the Investor Phil Devault – Director, Member Regulation Policy Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation External Participants: Michelle Thomas, CPA Canada, Director, Regulatory Affairs and Independence Standards |
| TIME (EST) | AGENDA ITEMS | PRESENTERS |
|---|---|---|
| 1:00 – 1:45 PM | 1. Proposal from CPA Canada | Michelle Thomas, CPA Canada |
| 1:45 – 2:30 PM | 2. Phase 3 CIRO Rule Amendments | Phil Devault |
| 2:30 – 3:15 PM | 3. CSA’s OBSI Proposal | Karen McGuinness Matthew Brady |
| 3:15 - 3:30 PM | BREAK | |
| 3:30 – 4:15 PM | 4. CIRO’s Arbitration Program | Karen McGuinness |
| 4:15 – 5:00 PM | 5. General Discussion and Administrative Matters | Dorothy Sanford Karen McGuinness |