Investor Advisory Panel Agenda — January 30, 2024
| Meeting Date | Tuesday January 30, 2024 |
|---|---|
| Meeting Time | 1 PM – 5 PM EST |
| Location | Videoconference |
| Members | Dorothy Sanford (Chair) Heidi Conrad (Vice Chair) Kerry Baisley James Emmerton Cristie Ford Andrew Nicholson Enoch Omololu |
| Invitees | CIRO staff: Matthew Brady – VP, Office of the Investor Sarah Asals – Manager, Office of the Investor Phil Devault – Director, Member Regulation Policy Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation External Participants: Michelle Thomas, CPA Canada, Director, Regulatory Affairs and Independence Standards |
| TIME (EST) | AGENDA ITEMS | PRESENTERS |
|---|---|---|
| 1:00 – 1:45 PM | 1. Proposal from CPA Canada | Michelle Thomas, CPA Canada |
| 1:45 – 2:30 PM | 2. Phase 3 CIRO Rule Amendments | Phil Devault |
| 2:30 – 3:15 PM | 3. CSA’s OBSI Proposal | Karen McGuinness Matthew Brady |
| 3:15 - 3:30 PM | BREAK | |
| 3:30 – 4:15 PM | 4. CIRO’s Arbitration Program | Karen McGuinness |
| 4:15 – 5:00 PM | 5. General Discussion and Administrative Matters | Dorothy Sanford Karen McGuinness |
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.