Alert:
Canada Post continues to operate, but with expected delays in delivery. Should a strike occur, Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Cross guarantee (related companies)
This agreement is a uniform guarantee by Investment Dealer Members or Mutual Fund Dealer Members and their related companies guaranteeing the debts, liabilities, and obligations of each other to their respective customers and CIRO in the amount and terms under this agreement. Under this agreement, the customers and CIRO are beneficiaries and CIRO has agreed to hold as bare trustee the benefit of this guarantee for the customers and itself.
Cross guarantee (related companies) - Investment Dealer Attachment (PDF)
Uniform Guarantee by Members and Related Members - Mutual Fund Dealer Attachment (PDF)
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.