Investor Alert:
CIRO is warning Canadian investors of a newly uncovered impersonation scam involving Rothenberg Wealth Management Inc. (Rothenberg).
For more information on CIRO's regulatory role relating to halts and resumptions, including an FAQ, visit the Trading Halts & Timely Disclosure page. Search cease trade orders on the Canadian Securities Administrators website.
Real-time surveillance provides CIRO with the ability to intervene in the market – including trading halts and varying or canceling trades. Check out our video series on market volatility controls.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.
In this section: