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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2025
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Gonzalez-Ticas, Carlos (Ricardo) | 25 September 2025 | $22,500 | BC | None |
| Gordon, Daniel | 25 May 2022 | $100,000 | ON | Partial |
| Gottfred, Kenneth | 2 June 2016 | $55,000 | BC | None |
| Gragasin, Donato | 22 April 2014 | $35,000 | MB | None |
| Graham, Dmitri | 16 February 2022 | $40,000 | ON | None |
| Graveline, Dale | 20 December 2006 | $107,500 | ON | None |
| Green, Catherine Elizabeth | 26 September 2023 | $49,954 | AB | None |
| Greenberg, Murray | 10 November 2014 | $260,000 | AB | None |
| Greyeyes, Glenn | 5 June 2006 | $232,500 | AB | None |
| Griffioen, Henry | 17 March 2025 | $80,000 | ON | Partial |
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