Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Elue, Afam | 15 July 2014 | $22,500 | ON | Partial |
| Elwood, John | 19 August 2020 | $37,500 | ON | None |
| Emery, David | 19 March 2015 | $35,000 | ON | Partial |
| Esson, Nancy | 17 June 2010 | $27,000 | ON | None |
| Everest, Christopher | 15 May 2019 | $10,000 | ON | Partial |
| Ewaniuk, Ross Patrick | 27 April 2010 | $32,500 | AB | None |
| Ewing, Matthew Philip | 5 January 2026 | $125,000 | ON | None |
| Faber, Kathryn | 26 March 2014 | $16,000 | ON | Partial |
| Fan, Wenyuan | 31 January 2024 | $32,500 | ON | None |
| Farmer, Autumn Kaylee | 25 September 2023 | $10,000 | NS | Partial |
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