Investor Alert:
CIRO is warning Canadian investors about fraudulent emails impersonating Interactive Brokers Canada Inc. (IBKR), a CIRO member.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of June 30, 2026
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Fauth, Sharon (Sherri) | 26 October 2016 | $25,000 | AB | None |
| Fawcett, Erika | 15 March 2024 | $11,500 | ON | None |
| Fearn, Erica | 10 March 2010 | $52,000 | BC | None |
| Ferguson, Diedre | 4 April 2013 | $107,500 | ON | None |
| Fialho, Kenneth | 16 April 2018 | $5,000 | ON | Partial |
| Floyd, Charles Bruce | 27 May 2013 | $120,860 | AB | None |
| Fortes, Rhea | 27 November 2018 | $42,500 | ON | None |
| Franco, Michael | 25 January 2011 | $45,000 | AB | Partial |
| Frank, Gabriel | 26 June 2015 | $410,000 | ON | None |
| Fridgant, Mark | 10 October 2004 | $125,000 | ON | None |
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