| Canadian Investment Regulatory Organization

Rule amendments relating to the proposed adoption of an Incorporated Approved Person compensation option

Request for Comments

Investment Dealer

Mutual Fund Dealer

CIRO Continues to Strengthen Investor Protection with Appointment of Three New Investor Advisory Panel Members

CIRO to Hold an Interim Appearance for Donald Edward McMillan

IPC Securities Corporation & Canada Life Securities Ltd.

Recognition of the Chambre de l’assurance: AMF announces effective date for recognition order and amendments for CIRO

Investor Alert: LDPmanagement falsely claiming CIRO registration

CIRO to Hold an Interim Appearance in the Matter of Michael Jordan MacDonnell

CIRO to Hold a Settlement Hearing for George Alexander Abisaleh

CIRO Sanctions RBC Dominion Securities Inc.

Decision Notice

Investor Alert: Novaris falsely claiming CIRO registration

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