| Canadian Investment Regulatory Organization

IN THE MATTER OF Peter Michael Deeb – Review Requested

OSC, AMF and CIRO approved first of its kind financial services platform test in Canada

New Webcast: Panel Auditors Annual Conference – November 2025

Education Bulletin

Guidance on order execution only account services and activities

Investment Dealer

New guidance on order execution only account services and activities

Approval/Implementation

Investment Dealer

Disgorgement – Amendments to the Mutual Fund Dealer Rules

Approval/Implementation

Mutual Fund Dealer

CIRO Hearing Panel issues Reasons for Decision in the matter of Franco Caligiuri

Decision Notice

National Bank Financial Inc.

Read more about National Bank Financial Inc.

IN THE MATTER OF Angie Lau – Motion For Adjournment

February 27, 2026

CIRO to Hold a Settlement Hearing for National Bank Financial Inc.

February 27, 2026

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.