| Canadian Investment Regulatory Organization

CIRO Sanctions Virtu Canada Corp.

Decision Notice

Naureen Alex (CIRO)

Read more about Naureen Alex (CIRO)

CIRO Regional Councils – Call for Nomination

Call for Nominations

CIRO Sanctions National Bank Financial Inc.

Decision Notice

CIRO Publishes New Guidance for Order Execution Only Dealers

Guidance on “Locked” and “Crossed” Markets

Investment Dealer

Requirements to Notify CIRO under the Electronic Trading Rule Amendments

Investment Dealer

Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors

Guidance on the Definition of “Foreign Organized Regulated Market”

Investment Dealer

Guidance on “Insider” and “Significant Shareholder” Order Markers

Investment Dealer

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