| Canadian Investment Regulatory Organization

CIRO hearing panel issues reasons for decision in the matter of Lou Albert Cruz Soco

Decision Notice

Banerjee, Gaurav (Gavin)

Read more about Banerjee, Gaurav (Gavin)

CIRO to Hold a Settlement Hearing for Gaurav (Gavin) Banerjee

CIRO to Hold a Disciplinary Hearing for James Hartwell

Rule amendments — Request for comments– Proposal to harmonize CIRO Continuing Education Programs – Phase 2

Request for Comments

Investment Dealer

Mutual Fund Dealer

Amit Patel (CIRO)

Read more about Amit Patel (CIRO)

Market Share Report for the First Quarter of 2026

Marketplace Bulletin

CIRO Hearing Panel issues Reasons for Decision in the matter of Virtu Canada Corp.

Decision Notice

CIRO Hearing Panel issues Reasons for Decision in the matter of National Bank Financial Inc. (NBF)

Decision Notice

Malik, Mazhar Hussain

Read more about Malik, Mazhar Hussain

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.