| Canadian Investment Regulatory Organization

Use of Identifiers and Notification Requirements Respecting Certain Order Execution Only and Direct Electronic Access Clients and Advisers

Investment Dealer

Justyna Rudny (CIRO)

Read more about Justyna Rudny (CIRO)

Guidance on Certain Manipulative and Deceptive Trading Practices

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Amendments related to fully paid securities lending and financing arrangements

Approval/Implementation

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Guidance on fully paid securities lending

Investment Dealer

Specific Questions Related to Dark Liquidity Rule Amendments

Investment Dealer

Guidance Respecting Order Execution Only Accounts as a Form of Third-Party Electronic Access to Marketplaces

Investment Dealer

Newton Crypto Ltd.

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Newton Crypto Ltd.

Specific Questions Related to the Use of the Bypass Order Marker

Investment Dealer

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