| Canadian Investment Regulatory Organization

CIRO Pilots Program to Support Self-Represented Respondents

MICA Capital Inc.

MICA Capital Inc.

Category:

Brookfield Securities Canada LP

Category:

Brookfield Securities Canada LP

Modi, Neilay

Read more about Modi, Neilay

CIRO to Hold a Disciplinary Hearing for Neilay Modi

CIRO to Hold a Sanctions Hearing for Ronald Aleri Scott

CIRO to Hold a Sanctions Hearing for Christina (Lorna) Cole

Updated Mutual Fund Staff Notice MSN-0032 related to Use of Business, Style or Trade Names by Members and Approved Persons

Approval/Implementation

Mutual Fund Dealer

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