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Rule amendments — Request for comments– Proposal to harmonize CIRO Continuing Education Programs – Phase 2
The Canadian Investment Regulatory Organization (CIRO) is publishing for a 90 day comment period the second phase of proposals to finalize harmonization of continuing education (CE) program requirements under the Investment Dealer and Partially Consolidated (IDPC) Rules and the Mutual Fund Dealer (MFD) Rules (Phase 2).
The objective of the Phase 2 proposals is to finalize harmonization of CIRO CE program requirements that apply to:
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