Part 11 - Administration of UMIR
UMIR does not apply to:
Defined Terms:
NI 21-101 section 1.1 – “order” and “regulation services provider”
UMIR section 1.1 – “marketplace”, “Marketplace Rules”, “Trading Rules” and “UMIR”
Regulatory History:
In connection with the recognition of IIROC and its adoption of UMIR, the applicable securities commissions approved amendments Rule 11.9 that came into force on June 1, 2008 to replace the word “Rules” in the title with “UMIR” and to replace the phrase “These Rules do” with “UMIR does”. See Footnote 1 in Status of Amendments.
Effective December 9, 2013, the applicable securities commissions approved amendments to the French version of UMIR. See IIROC Notice 13-0294 – Notice of Approval and Implementation – “Amendments to the French version of UMIR” (December 9, 2013).
There is no history log for this rule.