Each Market Regulator shall provide information and other forms of assistance for market surveillance, investigative, enforcement and other regulatory purposes including the administration and enforcement of UMIR to:
Defined Terms:
NI 14-101 section 1.1(3) – “foreign jurisdiction”
NI 21-101 section 1.1 – “self-regulatory entity”
UMIR section 1.1 – “Market Regulator” and “UMIR”
Regulatory History:
In connection with the recognition of IIROC and its adoption of UMIR, the applicable securities commissions approved an amendment to section 10.13 that came into force on June 1, 2008 to replace the phrase “these Rules” with “UMIR”. See Footnote 1 in Status of Amendments.
There is no history log for this rule.