Alert:
A nationwide postal strike or lockout may occur as early as May 22, 2025. Dealer Members must take steps to ensure that document delivery requirements prescribed under CIRO Rules continue to be met.
Self-assessment Surveys
IIROC (now CIRO) conducted cybersecurity self-assessment surveys of all Dealers in 2016 and 2018. The surveys were based on the National Institute of Standards and Technology (NIST) cybersecurity framework.
After the results were analyzed and risk-scored, IIROC (now CIRO) issued a confidential Cybersecurity Report (CSR) to each Dealer:
- identifying their level of cybersecurity maturity/preparedness and vulnerabilities, and
- setting out high-level recommendations for priority attention.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca:
- Enforcement
- Hearings
- Consultations
- A unified member directory (Dealers We Regulate)
- Advisor Report
We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates.