Alert:
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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2025
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Du, Fangzhou | 29 March 2022 | $22,500 | AB | None |
| Dubois, Daniel | 18 February 2014 | $35,724 | QC | Partial |
| Duchaine, Steve | 27 July 2015 | $67,504 | ON | None |
| Dudding, Guy | 17 December 2021 | $1,010,600 | ON | None |
| Duke, Dean Shannon | 27 October 2011 | $20,000 | BC | None |
| Dunlop, Jeffrey | 4 September 2018 | $25,000 | ON | Partial |
| Dy, Purisima | 9 November 2009 | $52,500 | ON | None |
| Dziadecki, Leszek | 30 January 2024 | $330,000 | ON | None |
| Eagan, Conrad | 2 February 2016 | $5,015,000 | ON | None |
| Elue, Afam | 15 July 2014 | $22,500 | ON | Partial |
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