Alert:
For more information on the cybersecurity incident, please visit the cybersecurity incident page.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2025
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Deming, Penny | 20 October 2014 | $22,500 | BC | None |
| Dennis, James Charles | 21 January 2011 | $336,855 | ON | None |
| Dennis, Mark Allen | 31 July 2012 | $1,482,500 | ON | None |
| Derksen, Ken | 25 October 2022 | $325,000 | BC | None |
| Desbois, Kevin | 16 March 2010 | $57,500 | ON | None |
| Desgroseilliers, Eileen | 24 May 2018 | $85,000 | ON | None |
| Dettelbach, Krista | 21 January 2011 | $115,000 | ON | None |
| Devuono, Enzo | 27 May 2013 | $170,000 | BC | None |
| Dew, Frank Harrison | 19 April 2018 | $129,000 | PE | None |
| Dhindsa, Bayant | 25 April 2012 | $20,000 | BC | None |
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.