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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2025
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Crocker, Robert Weston | 18 December 2023 | $48,078 | ON | Partial |
| Crompton, Bradley | 5 May 2015 | $510,000 | ON | None |
| Crompton, Michelle | 5 May 2015 | $510,000 | ON | None |
| Cudmore, David Hamilton | 3 May 2018 | $132,500 | PE | None |
| Cuthbert, Patricia | 8 June 2011 | $7,500 | BC | None |
| D'Souza, Everest | 28 September 2022 | $32,500 | ON | Partial |
| D'Ugo, Tony | 26 March 2010 | $55,000 | ON | None |
| Dahl, Sherman Roger | 4 November 2016 | $40,000 | BC | Partial |
| Dakik, Mohammed | 14 August 2025 | $25,000 | ON | Partial |
| Darrigo, Paul Christopher | 19 January 2015 | $180,000 | ON | None |
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