| Canadian Investment Regulatory Organization

Application of UMIR to the Trading Activity of an Access Person

November 5, 2025

Investment Dealer

CIRO to Hold an Interim Appearance for Haimeng Wang

October 29, 2025

CIRO Hearing Panel issues Reasons for Decision in the matter of Suzanne Ferguson

Decision Notice

October 28, 2025

CIRO issues update on proposed incorporated advisor rule amendments

October 29, 2025

Update on the project to develop rule amendments relating to the proposed adoption of an incorporated advisor compensation option

October 29, 2025

Keough, Thomas Leonard

Read more about Keough, Thomas Leonard

CIRO to Hold a Settlement Hearing for Thomas Leonard Keough

October 24, 2025

CIRO Sanctions Suzanne Ferguson

Decision Notice

October 23, 2025

Soco, Lou Albert Cruz

Read more about Soco, Lou Albert Cruz

CIRO to Hold a Disciplinary Hearing for Lou Albert Cruz Soco

October 21, 2025

Welcome to CIRO.ca!

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