| Canadian Investment Regulatory Organization

CIRO to Hold a Disciplinary Hearing for Kevin Douse

CIRO Hearing Panel issues Reasons for Decision in the matter of Jagdish Chandane

Decision Notice

CIRO Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules- Publication of syllabus and other materials- Eight remaining exams

Education Bulletin

Investment Dealer

New Webcast: Dealer Member Training for Registered Representatives and Investment Representatives

Education Bulletin

New Webcast: New CIRO Proficiency Model for Approved Persons of Investment Dealers – Exemptions, Recognition, Transition and Validity Provisions

Education Bulletin

CIRO to Hold a Settlement Hearing for Mohammed (Hamoudi) Dakik

Investor Alert: Fraudulent Group Impersonating IG Wealth Management

Amendments Respecting Net Asset Value Orders and Intentional Crosses

Approval/Implementation

Investment Dealer

Minhas, Sukhjinder

Read more about Minhas, Sukhjinder

White, Michael Patrick

Read more about White, Michael Patrick

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