| Canadian Investment Regulatory Organization

CIRO Hearing Panel issues Reasons for Decision in the matter of Hongjia Liu

Decision Notice

CIRO issues white paper and publishes rule amendment proposals to improve account transfers

IN THE MATTER OF Randy Bryan Hildebrandt – Adjournment

Worldsource Securities Inc.

OSC and CIRO report highlights sales culture concerns at Canada’s largest bank-affiliated dealers

CIRO Hearing Panel issues Reasons for Decision in the matter of David Alan Robertson

Decision Notice

Modernization of requirements for account transfers and bulk account movements (IDPC Rule 4800 and MFD Rule 2.12)

Request for Comments

List of floating and tracking error margin rates for qualifying Canadian and U.S. index products

Investment Dealer

Housekeeping Amendments to UMIR

Approval/Implementation

Investor Alert: Fraudulent Website Impersonating Funds Direct Canada Inc. and Falsely Claiming CIRO Registration

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