| Canadian Investment Regulatory Organization

CIRO to Hold a Disciplinary Hearing for PFSL Investments Canada Ltd.

September 4, 2025

CIRO to Hold a Settlement Hearing for James Benjamin Peddle

September 3, 2025

CIRO to Hold a Sanctions Hearing for Matthew Philip Ewing

September 3, 2025

In the Matter of Roberto Daniel Chu – Adjournment

September 3, 2025

CIRO Sanctions David Clark Somerville

Decision Notice

August 29, 2025

CIRO Sanctions Domenic James Cappola

Decision Notice

August 29, 2025

CIRO to Hold a Disciplinary Hearing for Sholeh Sharifian

August 28, 2025

CIRO to Hold a Disciplinary Hearing for Ronald Aleri Scott

August 28, 2025

CIRO Sanctions Regan Donald Eric Espeseth

Decision Notice

August 28, 2025

CIRO Hearing Panel issues Reasons for Decision in the matter of Andrew John Lougheed

Decision Notice

August 27, 2025

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