| Canadian Investment Regulatory Organization

CIRO to Hold a Disciplinary Hearing for Josephine Sudario

November 25, 2025

Haywood Securities Inc.

Read more about Haywood Securities Inc.

CIRO to Hold a Settlement Hearing for Haywood Securities Inc.

November 21, 2025

AssetPlus Capital Inc.

November 20, 2025

AssetPlus Capital Inc.

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CIRO to Hold a Disciplinary Hearing for Angie Lau

November 21, 2025

Lau, Angie Sau Chu

Read more about Lau, Angie Sau Chu

Investor Alert: Fraudsters impersonating Liquidnet Canada employees

November 18, 2025

Amendments Respecting Contingent Derivative Orders

Approval/Implementation

November 20, 2025

Investment Dealer

CIRO Sanctions Thomas Leonard Keough

Decision Notice

November 18, 2025

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